The SEC closed out its fiscal year with a surge of civil-enforcement actions, as Wall Street’s top regulator brought in $218 million in fines on Friday. https://ift.tt/ax6FpTn
The SEC closed out its fiscal year with a surge of civil-enforcement actions, as Wall Street’s top regulator brought in $218 million in fines on Friday. https://ift.tt/ax6FpTn
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